[ A.C. NO. 6711, July 03, 2007 ]MA. LUISA HADJULA, COMPLAINANT, VS. ATTY. ROCELES F.
MADIANDA, RESPONDENT.
FACTS:
Complainant alleged that she and respondent used to be
friends as they both worked at the Bureau of Fire Protection whereat respondent
was the Chief Legal Officer while she was the Chief Nurse of the Medical,
Dental and Nursing Services. Complainant claimed that, sometime in 1998, she
approached respondent for some legal advice. Complainant further alleged that,
in the course of their conversation which was supposed to be kept confidential,
she disclosed personal secrets and produced copies of a marriage contract, a
birth certificate and a baptismal certificate, only to be informed later by the
respondent that she (respondent) would refer the matter to a lawyer friend. It
was malicious, so complainant states, of respondent to have refused handling
her case only after she had already heard her secrets.
Continuing, complainant averred that her friendship with
respondent soured after her filing, in the later part of 2000, of criminal and
disciplinary actions against the latter. What, per complainant's account,
precipitated the filing was when respondent, then a member of the BFP promotion
board, demanded a cellular phone in exchange for the complainant's promotion.
According to complainant, respondent, in retaliation to the
filing of the aforesaid actions, filed a COUNTER COMPLAINT with the Ombudsman
charging her (complainant) with violation of Section 3(a) of Republic Act No.
3019, falsification of public documents and immorality, the last two charges
being based on the disclosures complainant earlier made to respondent. And also
on the basis of the same disclosures, complainant further stated, a
disciplinary case was also instituted against her before the Professional
Regulation Commission.
Complainant seeks the suspension and/or disbarment of
respondent for the latter's act of disclosing personal secrets and confidential
information she revealed in the course of seeking respondent's legal advice.
In her answer, respondent denied giving legal advice to the
complainant and dismissed any suggestion about the existence of a lawyer-client
relationship between them. Respondent also stated the observation that the
supposed confidential data and sensitive documents adverted to are in fact
matters of common knowledge in the BFP.
ISSUE:
WON respondent violated her duty of confidentiality
RULING:
As it were, complainant went to respondent, a lawyer who
incidentally was also then a friend, to bare what she considered personal
secrets and sensitive documents for the purpose of obtaining legal advice and
assistance. The moment complainant approached the then receptive respondent to
seek legal advice, a veritable lawyer-client relationship evolved between the
two. Such relationship imposes upon the lawyer certain restrictions
circumscribed by the ethics of the profession. Among the burdens of the
relationship is that which enjoins the lawyer, respondent in this instance, to
keep inviolate confidential information acquired or revealed during legal
consultations. The fact that one is, at the end of the day, not inclined to
handle the client's case is hardly of consequence. Of little moment, too, is
the fact that no formal professional engagement follows the consultation. Nor
will it make any difference that no contract whatsoever was executed by the
parties to memorialize the relationship. As in Burbe v. Magulta:
A lawyer-client relationship was established from the very
first moment complainant asked respondent for legal advise regarding the
former's business. To constitute professional employment, it is not essential
that the client employed the attorney professionally on any previous occasion.
It is not necessary that any retainer be paid, promised, or
charged; neither is it material that the attorney consulted did not afterward
handle the case for which his service had been sought.
It a person, in respect to business affairs or troubles of
any kind, consults a lawyer with a view to obtaining professional advice or
assistance, and the attorney voluntarily permits or acquiesces with the
consultation, then the professional employments is established.
Likewise, a lawyer-client relationship exists
notwithstanding the close personal relationship between the lawyer and the
complainant or the non-payment of the former's fees.
Dean Wigmore lists the essential factors to establish the
existence of the attorney-client privilege communication, viz:
(1) Where legal advice of any kind is sought (2) from a
professional legal adviser in his capacity as such, (3) the communications
relating to that purpose, (4) made in confidence (5) by the client, (6) are at
his instance permanently protected (7) from disclosure by himself or by the
legal advisor, (8) except the protection be waived.
With this in view of this case, respondent indeed breached
his duty of preserving the confidence of a client. As found by the IBP
Investigating Commissioner, the documents shown and the information revealed in
confidence to the respondent in the course of the legal consultation in
question, were used as bases in the criminal and administrative complaints
lodged against the complainant.
The purpose of the rule of confidentiality is actually to
protect the client from possible breach of confidence as a result of a
consultation with a lawyer.
DISPOSITIVE:
IN VIEW WHEREOF, respondent Atty. Roceles F. Madianda is
hereby REPRIMANDED and admonished to be circumspect in her handling of
information acquired as a result of a lawyer-client relationship. She is also
STERNLY WARNED against a repetition of the same or similar act complained of.
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